Deliver an effective board presentation on your companys culture, primary drivers of a strong culture of integrity, and next steps for risk mitigation and management. Jim Pihera - Chief Compliance Risk Officer at Regions Bank - Wiza He leads the companys executive leadership team. Prior to joining Regions, Ms. Mehlman was a partner in the Corporate/Securities and Banking/Financial Services practices at the law firm of Adams and Reese, LLP. In recent years, Regions has been recognized for our focus on doing right by all of our stakeholders. Head - Financial Risk. Regions, the Regions logo and the LifeGreen bike are registered trademarks of Regions Bank. Use our resources to assess the current state of the function, map out next steps and implement your plans confidently. At Wachovia, Hernandez was Chief Operating Officer for the General Banks Distribution Group in Charlotte. He was also head of Commercial Middle Market and Treasury Management Sales. In addition to serving on Maynards Diversity & Inclusion Committee and serving as co-chair of the firms Pro Bono Committee, he was president of the Birmingham Bar Association in 2020 and is a graduate of the Leadership Birmingham Class of 2020. Pichel previously led the Home Equity Committee for the Consumer Bankers Association. Head of Commercial Banking. FAQs on Compliance functions in banks and Role of Chief Compliance Officer (CCO . Management Bios | Regions Financial Corporation Nixs previous legal experience also includes work for Bradley Arant Boult Cummings LLP and Lightfoot Franklin & White LLC. He currently serves on the board of the Bank Administration Institute and the Consumer Bankers Association. Matt also has served on the board of directors of the Risk Management Association where he oversaw Association business during the groups search for a new CFO. Regions Investment Solutions is a marketing name of Cetera Investment Services. Chief Digital Officer. Management | Regions Financial Corporation Are Not Insured by Any Federal Government Agency, Are Not a Condition of Any Banking Activity. Program Strategy, Planning & Governance is responsible for oversight of the Compliance Program strategy and execution, Compliance regulatory deliverables, as well as . The $164 billion-asset Birmingham, Alabama, bank recently named Scott Peters, formerly the head of the institution's consumer banking . Maynard Cooper & Gale Shareholder Andrew Nix will join Regions Bank in March as chief governance officer. Jeremy King | Before joining Regions, Turner was named president of Whitney National Bank and Whitney Holding Corporation in 2008 and was elected to the bank and holding company boards of directors. Couch also plays a key leadership role in the management of Regions Service Providers (Third Party Providers). Lusco joined Regions in 2011, bringing over 30 years of audit, accounting and risk management expertise in a wide range of institutions. His responsibilities included overseeing various audits of the overall corporation reporting to the Audit Committee of the Board of Directors. He is a member of the banks Executive Leadership Team. Regions serves customers across the South, Midwest and Texas, and through its subsidiary, Regions Bank, operates approximately 1,400 banking offices and 2,000 ATMs. By clicking the "" button, you are agreeing to the Commercial Banking includes clients with revenues between $1MM and $250MM. From 1986 to 1988, Lusco worked in the Office of the Comptroller of the Currencys Office of the Chief Accountant in Washington, D.C. where he worked with OCC representatives and counterparts at the FDIC and Federal Reserve in policy development and in interpreting accounting and regulatory issues. As Regions Chief Operating Officer, John Owen leads Enterprise Operations, Information Technology, Data and Analytics, Corporate Real Estate and Procurement, Corporate Marketing, and Digital Banking. Bank compliance officers are responsible for conducting audits and inspections to ensure a bank adheres to set internal and external laws. Bill Ritter serves as Head of the Wealth Management group at Regions. In addition, Raber created a centralized leveraged lending team providing specialized underwriting and portfolio management oversight. Massey holds a bachelors degree from Virginia Commonwealth University and is a graduate of the Emory University Advanced Management Program. He joined Fidelity in 1998 from KeyCorp, where he served as director of Mass Market Retail Banking and was responsible for the banks 2,500 branch-based retail sales people. Prior to joining Regions in 2004, Peters served as executive vice president of Fidelity Personal Investments, with segment management responsibility for 2.6 million households, $1.05 billion in revenues, and $230 billion in assets under management. Regions Bank Names Andrew Nix as Chief Governance Officer Prior to joining Regions, Ms. Mehlman was a partner in the Corporate/Securities and Banking/Financial Services practices at the law firm of Adams and Reese, LLP. Throughout his career at Regions, which he started in 1993, Ritter has served in several management positions, including North Central Alabama area executive and commercial banking executive with management responsibility for commercial middle market, corporate banking and public, institutional and not for profit activity. As someone who has lived in Birmingham for nearly 20 years, I recognize the significant impact that Regions has not only locally, but also in every market served by the bank, Nix said. Hope Mehlman joined Regions in 2006 and serves as the chief governance officer, assistant corporate secretary, and assistant general counsel. The Wealth Management group includes Private Wealth Management, Investment Services, Institutional Services and Asset Management. He began his banking career in 1987 with Citibank, where he opened and managed a de novo branch, ultimately serving as director of U.S. In that role, she led a team of over 450 global professionals running critical compliance, trade, IP, labor, and transactional support for GE globally. President and Chief Executive Officer of Regions Financial Corporation. Prior to joining Regions, Pichel served as the Head of Retail Delivery for Citizens Bank in Flint, Michigan, where he was responsible for the entire branch network and was a member of the Executive Leadership Team. Executive Vice President Our compliance research and advisory services are designed to help you keep up with the fast-paced changes in the regulatory landscape, manage misconduct risk inside the business and ensure compliance along the supply chain. Questions about becoming a Gartner client? Executive Vice President Before joining KPMG, Lusco was with Arthur Andersen's Birmingham, Alabama, office from 1989 to 2002 and was managing partner from 1996 to 2002. Additionally, he served as a member of RMAs Regulatory Relations Committee. Massey is responsible for all aspects of Regions Enterprise Operations, Technology and Data and Analytics. General Counsel and Corporate Secretary. Prior to joining Regions in 2004, Peters served as executive vice president of Fidelity Personal Investments, with segment management responsibility for 2.6 million households, $1.05 billion in revenues, and $230 billion in assets under management. Andy represents the bank on various industry boards and committees including; The Clearing House - Secure Digital Payments Board, Fiservs Digital Banking Executive Council, Konys Financial Services Customer Advisory Board, Consumer Bankers Associations Digital Channels Committee, Innovation Depot Velocity Accelerator Committee, and Plug and Play FinTech Selection Committee. 205-264-4551 Investments, Annuities, and Insurance Products, 2021 Supplemental Proxy Materials (March 31, 2021). He later moved into human resources roles in the areas of recruitment, associate relations, and organizational development. Senior Executive Vice President Tammy LoCascio Chief Operating Officer . He oversees a number of enterprise functions, including Corporate Communications, the Regions Foundation, Community Affairs and Charitable Giving, Government Affairs and Economic Development, Fair and Responsible Banking, Customer Experience and Regions360. Nolan serves on the board of Regions Foundation and is chair of the finance and audit committee. Before joining Regions in 2008, Smithy served 15 years at Wachovia Corporation. Clients receive 24/7 access to proven management and technology research, expert advice, benchmarks, diagnostics and more. Gale reports directly to CEO John Turner and is a member of the companys Executive Leadership Team. Prior to joining Regions, Danella served for 13 years as vice president for Capital Group Companies, a global wealth management organization managing more than $1.4 trillion in assets. Responsibilities include providing perspective on existing and emerging risks, advancing portfolio-shaping strategies, developing and overseeing credit policies, maintaining an active concentration limit framework and supporting a strong capital and liquidity platform. Regions is a regional bank that operates throughout the South, Midwest and Texas and is headquartered in Birmingham, Ala. Plimpton also served as General Counsel to several GE divisions, including Transportation and Energy. M. Deron Smithy Chief Compliance Risk Officer at Regions Bank Jim Pihera is based out of Birmingham, Alabama, United States and works at Regions Bank as Chief Compliance Risk Officer. Turner holds a bachelors degree in economics from the University of Georgia and is currently an advisory trustee for the University of Georgia Foundation. He joined Regions in 2011 as president of the South Region, leading banking operations in Alabama, Mississippi, South Louisiana and the Florida Panhandle. Ronald G. Smith He began his banking career with Citibank, where he opened and managed a de novo branch, ultimately serving as director of U.S. Before his current role, Herron was South Region President, overseeing banking operations in Alabama, Mississippi, South Louisiana and the Florida panhandle. Investments, Annuities, and Insurance Products, 2021 Supplemental Proxy Materials (March 31, 2021), Smith began his banking career at Regions as a management trainee in 1981. BIRMINGHAM, Ala.--(BUSINESS WIRE)--Regions Bank on Tuesday announced Andrew Nix will join the company as chief governance officer, serving in a leadership role advising the Regions Financial Corporation Board of Directors and executive management on a wide range of corporate governance best practices. Nix is a member of the Society for Corporate Governance, the Kiwanis Club of Birmingham, the Board of Directors of Better Basics, and the United Way of Central Alabama Tocqueville Society, and he has served on various committees of the Alabama State Bar. These business lines include Branch Bankers and Retail Leadership; Mortgage Sales; Indirect Auto Lending; Consumer Indirect Lending Partnerships; Consumer Deposit and Loan Product Management; and Consumer Strategy. Based on 20019 salaries posted anonymously by Santander Chief Compliance Officer employees in Braunton. Regions Bank Prior to assuming his current role in 2011, Ritter served as president for the Central Region, overseeing banking operations in Alabama, Georgia and South Carolina. Corporate governance speaks to the heart of who we are as financial professionals committed to making a positive difference for the people, businesses and communities we serve, Plimpton said. Regions has a demonstrated commitment to creating more inclusive prosperity, and I am excited to bring my skills and experience in support of the banks important work.. Logan M. Pichel Regions Investment Solutions, 250 Riverchase Parkway East, Hoover, AL 35244. Regions is a regional bank that operates throughout the South, Midwest and Texas and is headquartered in Birmingham, Ala. Danella most recently served as Chief Strategy and Client Experience Officer. This circular supplements the guidelines issued by Reserve Bank of India on April 20, 2007 and March 04, 2015 and for any common areas of guidance, the prescription of this circular shall be followed. Prior to joining Regions, Owen was chief executive officer of Assurant Specialty Property, a Fortune 500 company based in Atlanta. Nix will join Regions in March from Birmingham-based Maynard Cooper & Gale PC. At its core, its about having a strong framework that guides business decisions and, in turn, benefits not only the customers of a company but also the people and businesses who make up the communities where a company does business. Chief Financial Officer. Chief compliance officers who empower the wider business to own compliance risk succeed on two fronts: They free up space for strategic work which supports business growth and drive employee ownership of compliance risk, ultimately leading to better risk prevention and mitigation. Turner joined Whitney in 1994 as its Alabama regional president after nine years at AmSouth Bank, where he held senior consumer, commercial and business positions. Through our policies, procedures and practices, Regions is focused on helping customers and communities succeed, and I know the work of Andrew and his team will make a meaningful impact as we fulfill our mission.. 4 Models for the Chief Compliance Officer Role. 2023Gartner, Inc. and/or its affiliates. Privacy Policy. He joined Regions in 2011 as president of the South Region, leading banking operations in Alabama, Mississippi, South Louisiana and the Florida Panhandle. He also has served as commercial banking sales manager and business banking sales manager for North Central Alabama. This 32-page document allows for easier reading and reference. She manages the companys corporate governance framework and is responsible for engagement with institutional investors and proxy advisory firms on corporate governance policies and practices, including ESG. Senior Executive Vice President By clicking the "Submit" button, you are agreeing to the Head of Investor Relations. She earned her Juris Doctorate from Seton Hall University School of Law and her Master of Laws in Taxation from New York University School of Law. From 2006-2010, Mehlman served as associate general counsel responsible for counseling lines of businesses on a full range of legal, regulatory, and compliance issues needed to operate in a highly regulated area. He is also a member of the Southeastern Council of Foundations. A native of Wedowee, Alabama, Nix earned a Juris Doctor degree from the University of Alabama School of Law and a Bachelor of Science degree in Business Administration-Finance from Auburn University. He leads the companys Executive Leadership Team. New compliance officers face an overwhelming amount of tasks during their first few months. This will help create a long-term strategy and structure to establish metrics and monitoring processes to demonstrate effectiveness. First Horizon Bank. Additional information about Regions and its full line of products and services can be found at www.regions.com. He is a member of the Executive Leadership Team. Prior to assuming her current role in 2018, Raber led debt product delivery across Regions Corporate Banking platform and served as the banks Specialized Industries Credit Executive. In her position as chief governance officer, Mehlman advises the Board of Directors and executive management on emerging and leading governance practices, as well as matters related to Environmental, Social, and Governance (ESG). Chief Legal Officer and Corporate Secretary. His career also includes extensive experience in Mortgage operations, digital and technology transformation, and consumer lending. Regions is a regional bank that operates throughout the South, Midwest and Texas and is headquartered in Birmingham, Ala. Regions Bank Names Abbas Merchant as Chief Marketing Officer as Michele Owen holds a bachelors degree in Aviation Management from Auburn University School of Engineering. He began his career at Crestar Mortgage. Tammy Ridley, SVP, CAMS - Chief Compliance Officer - Regions - LinkedIn Prior to that role he was Head of Strategic and Corporate planning. Pichel earned a bachelors degree in both finance and education from Ohio Northern University, and a MBA from the University of Michigan. Kate R. Danella Their job description entails monitoring and analyzing risk areas in a bank's operation to ensure observance of state or federal laws. Previously Peters was head of the Consumer Banking Group, which is comprised of the Retail Bank, Mortgage, and Indirect Lending and Partnerships. Senior Executive Vice President He also served as the Florida president. Dana W. Nolan Previously, Turner served as head of the Corporate Bank, a role he took on in 2014. The site that you are entering is operated or controlled by a third party that is unaffiliated with Regions. At Cognilytics, he helped banks address data and models for various regulatory filings, including Comprehensive Capital Analysis and Rreview (CCAR), DFAST and Basel. John B. Owen Properly following procedure, he consults the compliance officer, who performs a check-the-box review and signs off but raises a "fairness" concern because the product is controversial with regulators and consumer groups. Executive Vice President In that role, he was responsible for all aspects of consumer credit and deposit product marketing and product development for Citibanks U.S. retail bank. Head of Corporate Banking Group. Horton organized and headed the banks Business Loan, Consumer Loan and Direct Loan Centers along with the Home Equity Lending group. He also previously led Strategy and Mergers & Acquisitions for Regions and served as Mid-South Region President, overseeing Tennessee, North Carolina, Virginia, Kentucky, Missouri, Iowa, Illinois and Indiana. Senior Executive Vice President Gartner helps compliance officers transition confidently andsucceed faster. Abrahams currently serves on the Operation HOPE Southeastern Board, as well as the boards of the Woodlawn Foundation, the Eyesight Foundation of Alabama and The World Games 2021. Chief Risk Officer . Prior to joining Regions, she was at KeyBank and served as executive vice president and chief consumer risk officer with responsibility for policy, risk scoring and analytics as well as collections. Core Product Marketing. Regions is a regional bank that operates throughout the South, Midwest and Texas and is headquartered in Birmingham, Ala. Before joining Regions in 2022, Massey spent almost 30 years at Truist Bank and its predecessor companies, including SunTrust Bank, primarily in roles focused on technology, operations, and transformation. Jeremy D. King Senior Executive Vice President Andrew Nix will join Regions as chief governance officer on March 17. Nix to oversee corporate governance framework supporting Regions services for customers and communities. Misra is responsible for overseeing the company's data strategy and enterprise data . Godin earned a Masters in Business Administration from the University of Western Ontario and is also a graduate of the International School of Banking. Boots Gale, III is general counsel and corporate secretary for Regions. Gale holds both a bachelors degree and law degree from the University of Alabama, where he served as editor in chief of the Alabama Law Review and he is a former president of the University of Alabama Law School Foundation. Birmingham's largest bank has added a new leader to its ranks. Youre about to leave Regions to use an external site. A native of Wedowee, Alabama, Nix earned a Juris Doctor degree from the University of Alabama School of Law and a Bachelor of Science degree in Business Administration-Finance from Auburn University. Previously she served as Regions' senior compliance manager responsible for consumer compliance, BSA/AML, wealth management compliance, and enterprise monitoring and testing. During this time she designed and implemented the Debt Products Organization, bringing together underwriting, portfolio management, quality assurance and loan fulfilment activities for C&I and Real Estate portfolios. 81,000+ Chief Officer Jobs in United States (3,673 new) President and Chief Executive Officer The Bay Park Conservancy, Inc. Sarasota, FL 2 weeks ago Chief Operating Officer Hub. Chief Human Resources Officer. Danella joined Regions in 2015 as the Wealth Strategy and Effectiveness Executive, responsible for overseeing the development and implementation of business strategies across the Regions Wealth Management Group.
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